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Retirement Compliance Testing Manager
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Vanguard
Salary: Commensurate
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Valley Forge, PA, 19482 |
15 Jul |
| See below |
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Financial Crime Compliance Specialist
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
15 Jul |
| Working closely with BGI’s Global Head of Financial Crime, the Financial Crime Compliance Specialist will be required to part... |
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Fixed Income Compliance Officer
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
15 Jul |
| The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma... |
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Vice President, Compliance Manager
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Howard-Sloan Professional...
Salary: Highly Competitive Base S...
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Boston, MA |
15 Jul |
| Global Investment Management Firm seeks senior manager to join the legal and compliance department. Person will oversee inve... |
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VP Compliance Officer - Equity Tradng Floor
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European Bank in Midtown,...
Salary: 160-250K total comp depen...
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New York City, NY |
15 Jul |
| The successful candidate will work as a compliance officer on the trading floor, mostly dealing with equities and equity deri... |
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Legal and Compliance Professional
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Macquarie Holdings
Salary: Excellent compensation fo...
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New York, NY, 10019 |
15 Jul |
| Due to growth in the Group’s New York office, we are now seeking an additional attorney to join our Legal and Compliance team... |
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Attorney - Counterparty Relations
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Major Multi-Billion Dolla...
Salary: 250-4000K total comp depe...
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Westport, CT |
14 Jul |
| Join a very successful, multi-billion dollar investment management company as a Counterparty Relations Attorney. |
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Control Room Compliance Officer
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Major Global Energy Merch...
Salary: 125-175K total comp depen...
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Wilton, CT |
14 Jul |
| This Control Room compliance opportunity offers a great chance for someone who wants to join a growing company in the energy... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
14 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
14 Jul |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Compliance Officer
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Not Disclosed
Salary: Salary plus Bonus
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Conshohocken, PA, 19428 |
14 Jul |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
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New York, NY, 10174 |
14 Jul |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Records Manager - Asset Management
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Not Disclosed
Salary: 150,000 - 350,000
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Manhattan, NY, 10174 |
14 Jul |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
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Hedg Fund Compliance Officer
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Not Disclosed
Salary: 90,000 - 150,000
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New York, NY, 10174 |
14 Jul |
| 10 Billion Dollar plus hedge fund is looking to bring on a junior level compliance officer. This role will work along side th... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
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New York, NY, 10174 |
14 Jul |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Private Equity Compliance Officer
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Michael Page
Salary: 250,0000 - 500,000
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Manhattan, NY, 10174 |
14 Jul |
| Leading New York City Hedge Fund is looking for a specialist in the area of private equity compliance. The ideal candidate wi... |
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Hedge Fund Surveillance - Specialist
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Michael Page
Salary: 150,000 - 250,000
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Manhattan, NY, 10174 |
14 Jul |
| Leading New York City hedge fund is looking to add a compliance associate with 3-6 years of experience in trade surveillance.... |
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Mortgage Executive CCO/JD
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Michael Page
Salary: 500,000 - 1,500,000
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Manhattan, NY, 10174 |
14 Jul |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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Branch Office Manager
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Not Disclosed
Salary: 100K
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Jersey City, NJ |
13 Jul |
| Compliance branch office manager coming out of a insitutional side of firm.
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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Jersey City, NJ |
11 Jul |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Investment Management Attorney (J5230)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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Boston, MA |
11 Jul |
| Large financial institution seeks investment management attorney. |
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Director, Equity and Fixed Income Surveillance (R5217)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
11 Jul |
| Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location. |
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Chief Compliance Officer
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Not Disclosed
Salary: $150,000 - $175,000
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Chicago, IL, 60606 |
11 Jul |
| Hedge Fund seeks top compliance professional to lead its compliance department. |
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Senior Administrative Secretary
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New York Life Investment...
Salary: Salary plus bonus
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Parsippany, NJ, 07054 |
11 Jul |
| Primary support for 3 attorneys and 3 paralegals in the Retail Markets/Retirement Plan Services areas of NYLIM’s Office of th... |
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Vice President - Senior Investment Management Attorney (J5234)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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New York, NY |
10 Jul |
| Our client, a leading international asset management company, seeks a senior level investment management attorney to provide... |
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Senior Compliance Analyst-Outside Activities
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Citi
Salary: not disclosed
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USA-NY-Buffalo |
10 Jul |
| See job description below |
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Senior Compliance Analyst
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Citi
Salary: not disclosed
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USA-NY-Buffalo |
10 Jul |
| See job description below |
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Compliance Analyst
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Robert Half International
Salary: Base plus bonus
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Chicago, IL |
09 Jul |
| A growing FCM/ Broker Dealer is seeking a Compliance Analyst to join thier team. |
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Tax Attorney (R5215)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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San Francisco, CA |
09 Jul |
| Large Fortune 500 organization in the Greater Bay Area is seeking to add a 4+ year tax attorney to their team. |
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Manager Anti- Money Laundering Advisory
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E. D. Starr & Company
Salary: Competitive
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New York, NY |
03 Jul |
| Top Ranked Anti-Money Laundering Advisory Practice |
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